Security Operations Center (SOC) Management (SOC-001) - Universal Control Library

Criticality Critical Active

Control ID

SOC-001

Domain Code

SOC

Control Nature

Detective

Business Owner

CISO / Security Operations

Control Overview

SOC-001 · Full Control Profile

Business Description

Establish and maintain a Security Operations Center (SOC) responsible for continuous security monitoring, operational governance, incident coordination, and security service delivery.

Business Objective

Provide centralized and effective security operations to detect, analyze, and coordinate responses to cybersecurity events.

Business Benefits

Business Risks if Missing

Stakeholders, Industries & Technologies

SOC-001 · Operating Context

Primary Stakeholders

Applicable Industries

Applicable Technologies

Mapped Regulatory & Industry Frameworks

Harmonized Framework Mappings

The following compliance and regulatory frameworks map directly to this control's governance scope.

FRAMEWORK CODE	FRAMEWORK NAME & DESCRIPTION	FAMILY / CATEGORY	VERSION	ACTION
COBIT2019	COBIT COBIT is an enterprise governance and management f...	COBIT Governance Framework	v2019	View →
DORA	Digital Operational Resilience Act The EU Digital Operational Resilience Act establis...	EU Regulation	vCurrent	View →
GDPR	General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin...	EU Regulation	vCurrent	View →
IRDAI	IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements...	India Guideline	vLatest	View →
ISO27001	ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for...	ISO Standard	v2022	View →
NIS2	NIS2 Directive The NIS2 Directive establishes EU-wide cybersecuri...	EU Directive	vCurrent	View →
NIST-CSF	NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev...	NIST Framework	v2	View →
NIST80053	NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i...	NIST Control Catalog	vRev. 5	View →
NPCI-ISR	NPCI Information Security Requirements NPCI information-security requirements define cont...	India Standard	vLatest	View →
PCI-DSS	PCI DSS PCI DSS is an industry security standard maintaine...	PCI Standard	v4	View →
RBI-CSF	RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set...	India Regulation	vLatest	View →
SEBI-CSCRF	SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor...	India Regulation	vLatest	View →
SOC2	SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting...	AICPA Audit Framework	vLatest	View →
ISO22301	ISO/IEC 22301 ISO 22301 specifies requirements for a Business Co...	ISO Standard	v2019	View →
ISO27002	ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a...	ISO Standard	v2022	View →

Parent Domain Context

Governance Domain Baseline

Domain Name:

Security Operations & Monitoring (SOC)

Purpose:

To maintain situational awareness of security events and manage security operations.

Scope:

Enterprise

View

Compliance Requirements & Audit Crosswalk

10 Specific Audit Clauses

The following requirements dictate specific audit evidence criteria and testing steps mapped directly under this control.

REQUIREMENT ID	REQUIREMENT TITLE & DETAILS	MAPPED CONTROL	TYPICAL OWNER	ACTION
SOC-001-R001	SOC Governance Framework The organization shall establish a Secur...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R002	SOC Roles & Responsibilities The organization shall clearly define an...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R003	SOC Operating Model The organization shall define the SOC op...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R004	SOC Service Management The organization shall manage SOC servic...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R005	SOC Resource Management The organization shall manage SOC resour...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R006	SOC Performance Monitoring The organization shall monitor SOC perfo...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R007	SOC Metrics & Reporting The organization shall define and track...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R008	SOC Review The organization shall conduct periodic...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R009	SOC Maturity Assessment The organization shall conduct periodic...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗
SOC-001-R010	Continuous Improvement The organization shall establish a conti...	SOC-001 Security Operations Center (SO...	SOC Manager / CISO	View ↗