Criticality High Active

Responsible AI Management

Establishes responsible AI including principles, transparency, explainability, fairness, bias management, human oversight, ethical AI, accountability, review, and continuous improvement.

Control ID
AIG-004
Domain Code
AIG
Control Nature
Detective
Business Owner
CAIO / Chief Privacy Officer / Legal
Category
Administrative
Compensating Control
No

Control Overview

AIG-004 · Full Control Profile
Business Description

Establish and maintain controls to ensure Artificial Intelligence systems operate transparently, fairly, ethically, explainably, and under appropriate human oversight while respecting legal and societal expectations.

Business Objective

Promote trustworthy AI by ensuring responsible, accountable, transparent, and human-centric AI practices.

Business Benefits

    Business Risks if Missing

      Stakeholders, Industries & Technologies

      AIG-004 · Operating Context

      Primary Stakeholders

      Applicable Industries

      Applicable Technologies

      Mapped Regulatory & Industry Frameworks

      Harmonized Framework Mappings

      The following compliance and regulatory frameworks map directly to this control's governance scope.

      FRAMEWORK CODE FRAMEWORK NAME & DESCRIPTION FAMILY / CATEGORY VERSION ACTION
      SEBI-CSCRF SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor...
      India
      Regulation
      		 vLatest View →
      ISO27002 ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a...
      ISO
      Standard
      		 v2022 View →
      PCI-DSS PCI DSS PCI DSS is an industry security standard maintaine...
      PCI
      Standard
      		 v4 View →
      COBIT2019 COBIT COBIT is an enterprise governance and management f...
      COBIT
      Governance Framework
      		 v2019 View →
      NIST-CSF NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev...
      NIST
      Framework
      		 v2 View →
      SOC2 SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting...
      AICPA
      Audit Framework
      		 vLatest View →
      ISO27701 ISO/IEC 27701 ISO/IEC 27701 provides requirements and guidance f...
      ISO
      Privacy Standard
      		 v2019 View →
      GDPR General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin...
      EU
      Regulation
      		 vCurrent View →
      ISO27001 ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for...
      ISO
      Standard
      		 v2022 View →
      NIST80053 NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i...
      NIST
      Control Catalog
      		 vRev. 5 View →

      Parent Domain Context

      Governance Domain Baseline
      Domain Name:
      AI Governance & Model Security (AIG)
      Purpose:
      To ensure the trustworthy, secure, and ethical development and deployment of AI.
      Scope:
      Enterprise
      View

      Compliance Requirements & Audit Crosswalk

      10 Specific Audit Clauses

      The following requirements dictate specific audit evidence criteria and testing steps mapped directly under this control.

      REQUIREMENT ID REQUIREMENT TITLE & DETAILS MAPPED CONTROL TYPICAL OWNER ACTION
      AIG-004-R001 Responsible AI Principles The organization shall define responsibl... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R002 Transparency The organization shall ensure transparen... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R003 Explainability The organization shall ensure AI systems... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R004 Fairness The organization shall ensure fairness i... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R005 Bias Management The organization shall identify, assess,... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R006 Human Oversight The organization shall ensure appropriat... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R007 Ethical AI The organization shall ensure AI systems... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R008 Accountability The organization shall establish account... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R009 Responsible AI Review The organization shall conduct periodic... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗
      AIG-004-R010 Continuous Improvement The organization shall establish a conti... AIG-004 Responsible AI Management Responsible AI, Ethics, AI Governance, Legal, Privacy, Business Owners View ↗