Third-Party Contract & Compliance Management (TPR-003) - Universal Control Library

Criticality High Active

Control ID

TPR-003

Domain Code

TPR

Control Nature

Detective

Business Owner

TPRM / Legal / Procurement

Control Overview

TPR-003 · Full Control Profile

Business Description

Establish and maintain contractual, legal, security, privacy, resilience, audit, and regulatory requirements for third-party relationships, including mechanisms to verify ongoing contractual compliance.

Business Objective

Ensure third parties remain contractually accountable for meeting organizational security, privacy, resilience, and regulatory obligations.

Business Benefits

Business Risks if Missing

Stakeholders, Industries & Technologies

TPR-003 · Operating Context

Primary Stakeholders

Applicable Industries

Applicable Technologies

Mapped Regulatory & Industry Frameworks

Harmonized Framework Mappings

The following compliance and regulatory frameworks map directly to this control's governance scope.

FRAMEWORK CODE	FRAMEWORK NAME & DESCRIPTION	FAMILY / CATEGORY	VERSION	ACTION
CIS-V8	CIS Controls CIS Controls are a prioritized set of cybersecurit...	CIS Best Practice	vv8	View →
COBIT2019	COBIT COBIT is an enterprise governance and management f...	COBIT Governance Framework	v2019	View →
DORA	Digital Operational Resilience Act The EU Digital Operational Resilience Act establis...	EU Regulation	vCurrent	View →
DPDP	Digital Personal Data Protection Act The Digital Personal Data Protection Act, 2023 est...	India Law	v2023	View →
GDPR	General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin...	EU Regulation	vCurrent	View →
HIPAA	Health Insurance Portability and Accountability Act HIPAA is a U.S. federal law supported by implement...	US Law	vCurrent	View →
IRDAI	IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements...	India Guideline	vLatest	View →
ISO27002	ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a...	ISO Standard	v2022	View →
ISO27701	ISO/IEC 27701 ISO/IEC 27701 provides requirements and guidance f...	ISO Privacy Standard	v2019	View →
NIS2	NIS2 Directive The NIS2 Directive establishes EU-wide cybersecuri...	EU Directive	vCurrent	View →
NIST-CSF	NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev...	NIST Framework	v2	View →
NIST80053	NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i...	NIST Control Catalog	vRev. 5	View →
PCI-DSS	PCI DSS PCI DSS is an industry security standard maintaine...	PCI Standard	v4	View →
RBI-CSF	RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set...	India Regulation	vLatest	View →
SEBI-CSCRF	SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor...	India Regulation	vLatest	View →
SOC2	SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting...	AICPA Audit Framework	vLatest	View →
CERT-IN	CERT-In Directions The CERT-In Directions issued under India’s Inform...	India Direction	v2022	View →
NPCI-ISR	NPCI Information Security Requirements NPCI information-security requirements define cont...	India Standard	vLatest	View →
ISO27001	ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for...	ISO Standard	v2022	View →

Parent Domain Context

Governance Domain Baseline

Domain Name:

Third-Party & Supply Chain Security (TPR)

Purpose:

To manage the security and privacy risks associated with third-party vendors and partners.

Scope:

Enterprise

View

Compliance Requirements & Audit Crosswalk

10 Specific Audit Clauses

The following requirements dictate specific audit evidence criteria and testing steps mapped directly under this control.

REQUIREMENT ID	REQUIREMENT TITLE & DETAILS	MAPPED CONTROL	TYPICAL OWNER	ACTION
TPR-003-R001	Contract Requirements The organization shall establish contrac...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R002	Security Clauses The organization shall include security...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R003	Privacy Clauses The organization shall include privacy c...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R004	Audit Rights The organization shall include audit rig...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R005	Regulatory Obligations The organization shall include regulator...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R006	SLA Management The organization shall establish and man...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R007	Compliance Verification The organization shall verify third-part...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R008	Contract Review The organization shall conduct periodic...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R009	Contract Maintenance The organization shall maintain third-pa...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗
TPR-003-R010	Continuous Improvement The organization shall establish a conti...	TPR-003 Third-Party Contract & Complia...	Procurement, Legal, Third-Party Risk Management, Compliance, Information Security	View ↗