Strategy Implementation (DAT-001-R005) - DAT-001

Requirement Details & Guidance

DAT-001-R005 · DAT-001

Why This Requirement Exists

To ensure the approved privacy strategy requirements are translated into effective operational activities, controls, and services rather than remaining documented intentions.

Implementation Guidance

Translate the approved data protection and privacy strategy into plans, workstreams, controls, milestones, resources, and measurable outcomes. Track execution and resolve deviations through formal governance.

Practical Application & Audit Readiness

DAT-001-R005 · Field Guidance

Business Examples

Common Audit Findings

Common Mistakes

Best Practices & Ownership

DAT-001 · Recommended Approach

Recommended Practices

Typical Owner

Cross-Mapped Regulatory Frameworks

Harmonized Control Mappings

FRAMEWORK CODE	FRAMEWORK NAME & DETAILS	FAMILY / CATEGORY	VERSION	ACTION
COBIT2019	COBIT COBIT is an enterprise governance and management f... Clause: 4.2 – Align, Plan and Organize (APO) > APO14 – Managed Data > APO14.01 – Define and communicate the organization’s data	COBIT Governance Framework	v2019	View →
DORA	Digital Operational Resilience Act The EU Digital Operational Resilience Act establis... Clause: Article 9(2) – ICT security policies, procedures, protocols and tools for resilience and data security Article 9(3) – ICT solutions/processes for secure data transfer and prevention of loss, unauthorised access and data compromise	EU Regulation	vCurrent	View →
DPDP	Digital Personal Data Protection Act The Digital Personal Data Protection Act, 2023 est... Clause: 8(4) – Appropriate technical and organisational measures	India Law	v2023	View →
GDPR	General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin... Clause: Article 24(1) – Responsibility of the controller; Article 5(2) – Accountability	EU Regulation	vCurrent	View →
IRDAI	IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements... Clause: §2.1-3.3 – Data Classification Process	India Guideline	vLatest	View →
ISO27002	ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a... Clause: 5.34 – Privacy and protection of PII	ISO Standard	v2022	View →
ISO27701	ISO/IEC 27701 ISO/IEC 27701 provides requirements and guidance f... Clause: 5.2.1; 5.2.2; 5.2.4; 5.2.1 – Understanding the organization and its context; 5.2.2 – Understanding the needs and expectations of interested parties; 5.2.4 – PIMS	ISO Privacy Standard	v2019	View →
NIS2	NIS2 Directive The NIS2 Directive establishes EU-wide cybersecuri... Clause: Article 21(2)(a) – Policies on risk analysis and information system security	EU Directive	vCurrent	View →
NIST-CSF	NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev... Clause: ID.AM – Asset Management \| ID.AM-07 – Inventories of data and corresponding metadata for designated data types are maintained PR.DS – Data Security \| PR.DS-01 – The confidentiality, integrity, and availability of data-at-rest are protected	NIST Framework	v2	View →
NIST80053	NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i... Clause: 3.15 – PERSONALLY IDENTIFIABLE INFORMATION PROCESSING AND TRANSPARENCY; PT-1 – POLICY AND PROCEDURES, PT-2 – AUTHORITY TO PROCESS PERSONALLY IDENTIFIABLE INFORMATION	NIST Control Catalog	vRev. 5	View →
NPCI-ISR	NPCI Information Security Requirements NPCI information-security requirements define cont... Clause: Security Measures / Controls; Data Security	India Standard	vLatest	View →
RBI-CSF	RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set... Clause: 1) Inventory Management of Business IT Assets – 1.1 Asset inventory incl. business/customer data, applications, infrastructure, facilities, key personnel and criticality; 1) Inventory Management of Business IT Assets – 1.2 Data/information classification by sensitivity; 1) Inventory Management of Business IT Assets – 1.3 Protection of data/information across storage, transmission, processing and access, inside/outside the bank	India Regulation	vLatest	View →
SEBI-CSCRF	SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor... Clause: 1.1 GV.OC: Organizational Context; 3.3 PR.DS: Data Security	India Regulation	vLatest	View →
SOC2	SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting... Clause: C1.1 – Confidentiality – The entity identifies and maintains confidential information to meet the entity’s objectives related to confidentiality. CC6.1 – Logical and Physical Access Controls – The entity implements logical access security software, infrastructure, and architectures over protected information assets to protect them from security events to meet the entity's objectives.	AICPA Audit Framework	vLatest	View →

Parent Domain Context

Governance Domain Baseline

Domain Name:

Data Protection & Privacy (DAT)

Purpose:

To protect data throughout its lifecycle and ensure compliance with privacy regulations.

Scope:

Enterprise

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Parent Control Context

Control Baseline

Control Name:

Data Protection & Privacy Strategy (DAT-001)

Summary:

Establishes enterprise data protection and privacy strategy with governance, policies, and oversight for managing data risks, privacy compliance, and information lifecycle management.

Business Description:

Establish, implement, and maintain an enterprise data protection and privacy strategy to govern the secure and compliant management of information throughout its lifecycle.

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