Active

Improvement Planning

The organization shall develop formal plans for implementing approved improvements to the information security program, defining the activities, resources, timelines, and responsibilities necessary for successful implementation. Plans shall be specific, measurable, achievable, and reviewed and approved by executive management.

Requirement ID
GOV-006-R004
Parent Control
GOV-006
Domain Code
GOV

Requirement Details & Guidance

GOV-006-R004 · GOV-006
Why This Requirement Exists

To ensure improvements are well-planned for successful implementation, avoiding delays or failures.

Implementation Guidance

Develop formal plans; define activities, resources, timelines, and responsibilities; ensure plans are realistic; get approval; monitor progress; adjust as needed.

Practical Application & Audit Readiness

GOV-006-R004 · Field Guidance

Business Examples

    Common Audit Findings

      Common Mistakes

        Best Practices & Ownership

        GOV-006 · Recommended Approach

        Recommended Practices

          Typical Owner

          Cross-Mapped Regulatory Frameworks

          Harmonized Control Mappings
          FRAMEWORK CODE FRAMEWORK NAME & DETAILS FAMILY / CATEGORY VERSION ACTION
          IRDAI IRDAI Information & Cyber Security Guidelines IRDAI information and cyber-security requirements... Clause: §1.5-IV – Review Frequency
          India
          Guideline
          		 vLatest View →
          RBI-CSF RBI Cyber Security Framework / Master Directions RBI cyber-security requirements and directions set... Clause: Circular §16 – Immediate assessment of gaps in preparedness; Circular §13 – Cyber security preparedness indicators
          India
          Regulation
          		 vLatest View →
          SEBI-CSCRF SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor... Clause: 7.1 EV.ST: Strategies
          India
          Regulation
          		 vLatest View →
          DORA Digital Operational Resilience Act The EU Digital Operational Resilience Act establis... Clause: Article 6(8)(c) – Information security objectives, KPIs and key risk metrics Article 6(5) – Documentation, annual/periodic review and continuous improvement of ICT risk management framework Article 13(4) – Monitoring digital resilience strategy, incident patterns and ICT risk exposure
          EU
          Regulation
          		 vCurrent View →
          ISO27002 ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a... Clause: 5.35 – Independent review of information security
          ISO
          Standard
          		 v2022 View →
          PCI-DSS PCI DSS PCI DSS is an industry security standard maintaine... Clause: 12.1.1 – An overall information security policy is:
          PCI
          Standard
          		 v4 View →
          COBIT2019 COBIT COBIT is an enterprise governance and management f... Clause: 4.2 – Align, Plan and Organize (APO) > APO01 – Managed I&T Management Framework > APO01.11 – Manage continual improvement of the I&T management
          COBIT
          Governance Framework
          		 v2019 View →
          ISO22301 ISO/IEC 22301 ISO 22301 specifies requirements for a Business Co... Clause: 5.1 – Leadership and commitment; 5.3 – Roles, responsibilities and authorities
          ISO
          Standard
          		 v2019 View →
          NIST-CSF NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev... Clause: ID.IM – Improvement | ID.IM-03 – Improvements are identified from execution of operational processes, procedures, and activities ID.IM – Improvement | ID.IM-01 – Improvements are identified from evaluations
          NIST
          Framework
          		 v2 View →
          NIST80053 NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i... Clause: 3.13 – PROGRAM MANAGEMENT; PM-6 – MEASURES OF PERFORMANCE, PM-14 – TESTING, TRAINING, AND MONITORING, Training, And Monitoring
          NIST
          Control Catalog
          		 vRev. 5 View →
          SOC2 SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting... Clause: CC4.2 – Monitoring of Controls – COSO Principle 17: The entity evaluates and communicates internal control deficiencies in a timely manner to those parties responsible for taking corrective action, including senior management and the board of directors, as appropriate.
          AICPA
          Audit Framework
          		 vLatest View →

          Parent Domain Context

          Governance Domain Baseline
          Domain Name:
          Governance (GOV)
          Purpose:
          To establish, oversee, and continually improve the organization's security, privacy, and resilience program.
          Scope:
          Enterprise
          View

          Parent Control Context

          Control Baseline
          Control Name:
          Security Program Continuous Improvement (GOV-006)
          Summary:
          Establishes a structured continuous improvement process using metrics, audit findings, incidents, and stakeholder feedback to identify and implement security program enhancements.
          Business Description:
          Establish a process to identify, prioritize, and implement improvements to the security program based on metrics, audit findings, and incidents.
          View