This requirement exists to monitor AI behavior, security events, operational issues, and performance anomalies, ensuring AI systems are governed, secured, assessed, and operated in a controlled and accountable manner.
Establish and document the process to monitor AI behavior, security events, operational issues, and performance anomalies. Define accountable roles, scope, required inputs and outputs, assessment or approval criteria, decision thresholds, review frequency, monitoring, reporting, exception handling, evidence requirements, and escalation paths. Apply the process across the AI lifecycle and integrate it with information security, privacy, risk, compliance, change management, incident management, and business governance as applicable.
| FRAMEWORK CODE | FRAMEWORK NAME & DETAILS | FAMILY / CATEGORY | VERSION | ACTION |
|---|---|---|---|---|
| ISO27001 | ISO/IEC 27001 ISO/IEC 27001 specifies auditable requirements for... Clause: 9.1 – Monitoring, measurement, analysis and evaluation |
ISO
Standard
|
v2022 | View → |
| SEBI-CSCRF | SEBI Cyber Security & Cyber Resilience Framework SEBI’s Cybersecurity and Cyber Resilience Framewor... Clause: 3.1 PR.AA: Identity Management, Authentication, and Access Control; 3.4 PR.IP: Information Protection Processes and Procedures |
India
Regulation
|
vLatest | View → |
| ISO27002 | ISO/IEC 27002 ISO/IEC 27002 is a guidance standard containing a... Clause: 8.16 – Monitoring activities |
ISO
Standard
|
v2022 | View → |
| PCI-DSS | PCI DSS PCI DSS is an industry security standard maintaine... Clause: 11.4.1 – A penetration testing methodology is defined,; 11.4.4 – Exploitable vulnerabilities and security |
PCI
Standard
|
v4 | View → |
| COBIT2019 | COBIT COBIT is an enterprise governance and management f... Clause: 4.2 – Align, Plan and Organize (APO) > APO13 – Managed Security > APO13.02 – Define and manage an information security and privacy risk treatment plan. 4.2 – Align, Plan and Organize (APO) > APO13 – Managed Security > APO13.03 – Monitor and review the information security management system (ISMS). |
COBIT
Governance Framework
|
v2019 | View → |
| NIST-CSF | NIST Cybersecurity Framework (CSF) The NIST Cybersecurity Framework provides high-lev... Clause: DE.CM – Continuous Monitoring | DE.CM-09 – Computing hardware and software, runtime environments, and their data are monitored to find potentially adverse events |
NIST
Framework
|
v2 | View → |
| NIST80053 | NIST SP 800-53 NIST SP 800-53 Rev. 5 presents control families, i... Clause: 3.19 – SYSTEM AND INFORMATION INTEGRITY; SI-4 – SYSTEM MONITORING |
NIST
Control Catalog
|
vRev. 5 | View → |
| GDPR | General Data Protection Regulation (GDPR) The General Data Protection Regulation is a bindin... Clause: Article 32(1) – Security of processing; Article 32(1)(d) – Testing, assessing and evaluating security measures |
EU
Regulation
|
vCurrent | View → |
| CIS-V8 | CIS Controls CIS Controls are a prioritized set of cybersecurit... Clause: Control 13 – Network Monitoring and Defense: 13.11 – Tune Security Event Alerting Thresholds |
CIS
Best Practice
|
vv8 | View → |
| CERT-IN | CERT-In Directions The CERT-In Directions issued under India’s Inform... Clause: Annexure I(xx) – Attacks or malicious/suspicious activities affecting systems/servers/software/applications related to Artificial Intelligence and Machine Learning |
India
Direction
|
v2022 | View → |
| NPCI-ISR | NPCI Information Security Requirements NPCI information-security requirements define cont... Clause: Operational Review; Logging and Monitoring – Alerts and Tracking |
India
Standard
|
vLatest | View → |
| SOC2 | SOC 2 Trust Services Criteria SOC 2 is an independent examination and reporting... Clause: CC6.1 – Logical and Physical Access Controls – The entity implements logical access security software, infrastructure, and architectures over protected information assets to protect them from security events to meet the entity's objectives. CC7.1 – System Operations – To meet its objectives, the entity uses detection and monitoring procedures to identify (1) changes to configurations that result in the introduction of new vulnerabilities, and (2) susceptibilities to newly discovered vulnerabilities. CC7.3 – System Operations – The entity evaluates security events to determine whether they could or have resulted in a failure of the entity to meet its objectives (security incidents) and, if so, takes actions to prevent or address such failures. CC7.2 – System Operations – The entity monitors system components and the operation of those components for anomalies that are indicative of malicious acts, natural disasters, and errors affecting the entity's ability to meet its objectives; anomalies are analyzed to determine whether they represent security events. |
AICPA
Audit Framework
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vLatest | View → |